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Plus500JP証券株式会社
Employer ★ ★ ★ ★ Manager Level HIGH CLASS

[Compliance Manager]Security Firm/Experience welcome

Location

Asia Japan Tokyo Minato

Salary

JPY - Japanese Yen JPY 6000K - JPY 20000K

Japanese Level
Native Level
Chinese Level
None
Job Description

[Job Description]
- Internal compliance risk management and promotion
- Customer transaction monitoring and account opening reviews
- Advertising and marketing material review
- Regulatory relations (JFSA, JSDA, etc.)
- Collaboration with overseas departments (using English)
- Formulating and revising internal regulations
- Planning and implementing internal compliance training

[Recruitment Background]
We are seeking a compliance manager to strengthen our compliance system as our business expands.

[Attractive Points]
- A role that directly ...

Plus500JP証券株式会社
Employer ★ ★ Staff Level

[Foreign Securities] Compliance Support

Location

Asia Japan Tokyo Minato

Salary

JPY - Japanese Yen JPY 5000K - JPY 8500K

Japanese Level
Native Level
Chinese Level
None
Job Description

[Attractive Points]
- No prior securities compliance experience necessary
- Lectures from department heads and senior colleagues available
- Gain a global perspective unique to a foreign-owned company
- Qualification acquisition support allows for career advancement and increased market value

[Job Description]
- Monitoring customer transactions
- Account opening reviews
- Reviewing advertising and marketing materials
- Communicating with overseas departments (in English)
- Assisting with the formulation and revision of internal regulations
- ...

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